Fca arranging bringing about deals in investments
The Mayer Brown Practices are: In the FCA's view, a person brings about or would bring about a transaction only if his involvement in the chain of events leading to the transaction is of enough importance that without that involvement it would not take place.
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Making arrangements with a view to transactions in investments Register now for your free, tailored, daily legal newsfeed service. On the other hand, where a telephone marketing company:.